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| I. A Brief Introduction
to Company 1. Date of Incorporation
February
5, 2002
2. History :
The
incorporation of Jih Sun Financial Holdings Ltd is a decision aligned with the
global trends, a response to the government's reform of the finance sector as
well as for the purposes of achieving economies of scale, capitalizing on group
synergies, and strengthening our market competitiveness. At the end of 2007, the
company had a total of 3,942 employees (including Jih Sun Financial Holdings,
Jih Sun Securities Co. Ltd, Jih Sun International Commercial Bank, and Jih Sun
International Insurance Agency etc); the major historical events are listed below
: | 2001/08 |
Jih Sun Financial Holdings Ltd was established with the consultation of KPMG and
Chien Yeh Law Offices. | | 2001/11/14
| An application was submitted to the Ministry
of Finance to operate as a financial holdings company, and was approved on 2001/12/31.
| | 2001/11/29 |
Applied for a permission to integrate from Fair Trade Commission, Executive Yuan,
and the permission was granted on 2001/12/31. | | 2001/12/14 |
Jih Sun Securities Co. Ltd and Jih Sun International Commercial Bank each convened
its own shareholders' temporary meeting. (As well as Jih Sun Financial Holdings
Ltd's conveners' meeting) | | 2002/01/14 |
Applied for the public listing of Jih Sun Financial Holdings Ltd. |
| 2002/02/05 | Jih
Sun Financial Holdings Ltd was setup jointly by Jih Sun Securities Co. Ltd and
Jih Sun International Commercial Bank through a share exchange; 2002/02/05 was
the date of exchange. Business license was obtained from the Ministry of Finance,
Certificate of Business Registration was obtained from the Taipei City Government,
and the company was registered under the Ministry of Economic Affairs. Jih Sun
Financial Holdings Ltd became officially listed for public trading. |
| 2002/09/10 | Jih
Sun International Commercial Bank acquired Hsinyin Credit Cooperative. Number
of branches increased from 27 to 34. | | 2002/10/04 |
Jih Sun Securities Co. Ltd acquired Toufen Securities; adding 3 more offices to
a total of 37. | | 2002/10/11 |
Jih Sun Securities Co. Ltd acquired Yuanshin Securities by issuing additional
shares; adding 5 more offices to a total of 42. | | 2002/10/30 |
Jih Sun Securities Co. Ltd acquired Homei Securities. Total number of offices
reached 43. | | 2003/06/06 |
The annual shareholders' meeting of Jih Sun Financial Holdings was held. In compliance
with Sections 29 and 30 of the Business Mergers and Acquisitions Act, Jih Sun
Financial Holdings acquired all shares of Jih Sun Securities Co. Ltd held by parties
other than Jih Sun Financial Holdings on the date of exchange; making Jih Sun
Securities Co. Ltd a 100% owned subsidiary of Jih Sun Financial Holdings. |
| 2004/1/1 | Starting
in 2004, Jih Sun Financial Holdings reorganized its management structure into
four business groups based on functionality: Individual Financial Services Group,
Corporate Financial Services Group, Investment and Proprietary Trading Group and
Wealth Management Group. | | 2004/8/12 | Established
Jih Sun International Insurance Agency Co. Ltd. | | 2004/12/24 | Jih
Sun Securities Co. Ltd opened 10 new offices in 2004. Total number of offices
reached 52. | | 2005/1/27 | Jih
Sun International Commercial Bank acquired the Trust Department of Taiwan Development
Corporation; total number of branches increased from 34 to 46. | | 2005/1/28 | Obtained
credit rating from Taiwan Ratings Company. The long-term and short-term debts
were rated twBBB and twA-3, respectively. Prospect was rated stable. | | 2005/3/28 | Jih
Sun Financial Holdings issued its first local unsecured convertible bond. The
face value of this issue totaled NT$6 billion with a maturity of 5 years. | | 2005/5/23 | Jih
Sun International Commercial Bank signed a "Business and property transfer agreement"
with Taiwan Development Corporation. | | 2005/6/1 | Adjusted
the segmentation of customers between Individual Financial Services Group and
Wealth Management Group. Added Strategic Planning units within each of the four
business groups to enhance planning capabilities and marketing strategies. | | 2005/8/6 | The
settlement for Jih Sun International Commercial Bank's acquisition of the Trust
Department of Taiwan Development Corporation was completed. | | 2005/11/2 | Obtained
credit rating from Taiwan Ratings Company. The long-term and short-term debts
were rated twBBB and twA-3, respectively. Long-term credit prospects were rated
stable. | | 2006/1/12 | In
order to increase market share and to generate higher overall revenues, the company
released the management rights of its Internet Securities Co. Ltd as well as part
of its business assets. | | 2006/1/15 | Jih
Sun Securities Co. Ltd was ranked first among all security brokerages for best
profitability in 2005 by the Taiwan Stock Exchange. Net profit totaled NT$1,444,970,000. | | 2006/1/19
| The grand opening of Jih Sun International
Commercial Bank Renai Branch. Total branches reached 37. | | 2006/07/12 |
Securities & Futures Institute announced Jih Sun Financial Holdings as the only
publicly listed company rated "A+" following the third review on the information
disclosure of public listed companies (from a total of 630 companies listed on
the Taiwan Stock Exchange and 402 companies listed on the GreTai Securities Market). | | 2006/07/21 |
To conform with international and local financial standards while improving the
quality of financial statements of Jih Sun International Commercial Bank, the
NT $9.87 billion losses from the sale of non-performing assets were written off
at once instead of amortizing over 5 years as permitted by Financial Institutions
Merger Act. | | 2006/07/21 |
Jih Sun Financial Holdings completed its first private placement of capital in
2006. Shinsei Bank Ltd from Japan purchased 1,080 million ordinary shares of the
company (31.8% shareholding) and 630 million non-cumulative preference shares
convertible into ordinary shares after 5 years. Total capital contributed amounted
to NT$11,340,000,000. | | 2006/08/23 |
To improve its financial structure, Jih Sun International Commercial Bank reduced
its capital totaling NT$17,067,013,000 to offset accumulated losses. | | 2006/08/25 | To
strengthen its financial structure while raising its capital adequacy ratio, Jih
Sun International Commercial Bank conducted a cash issue of NT$12,000,000,000. | | 2006/08/29 | New
president Ray-Hung Dai of Jih Sun Financial Holdings came onboard. | | 2006/09/29 | Obtained
credit rating from Fitch Ratings. Long-term and short-term debts were rated A-(twn)
and F2(twn), respectively. Long-term credit prospects were rated stable. | | 2006/11/17 |
Jih Sun International Commercial Bank established its "Trade Finance Division"
consisting of a team of trade experts providing better services to local import/exporters
across Taipei, Taichung, and Kaohsiung. | | 2006/12/18 |
Under the request by the Financial Supervisory Commission, Taiwan Academy of Banking
and Finance conducted a review on banks' protection towards consumers; Jih Sun
International Commercial Bank was recognized as one of the top thirteen banks. | 2007/03/28 | To
increase the working capital of Jih Sun International Commercial Bank, strengthen
its financial structure and raise the capital adequacy ratio, Jih Sun Financial
Holdings invested an additional NT$1 billion into Jih Sun International Commercial
Bank. | 2007/06/26
| To offset previous losses and to strengthen
its financial structure, Jih Sun Financial Holdings reduced its capital by NT
$13,711,490,000. | 2007/07/27
| Following the fourth review on the
information disclosure of public listed companies by the Securities & Futures
Institute, Jih Sun Financial Holdings was rated A+, meaning that the company is
absolutely transparent in the disclosure of material information and withholds
nothing from investors. | | 2007/10/15 |
New General Manager Yu-Chun Liu of Jih Sun International Commercial Bank came
onboard. | | 2007/10/17
| Obtained credit rating from Fitch Ratings.
Long-term and short-term debts were rated A-(twn) and F2(twn), respectively. Long-term
credit prospects were rated stable. | 
|
II. Company Organization (I)
Organization structure of the company 
| The principal functions
of each division |
1.Jih Sun Financial Holdings was
incorporated in compliance with the Financial Holding
Company Act, the Company
Act and other relevant regulations.
| (1) |
The Shareholders' Meeting is the highest authority of the company, followed by
the Board of Directors, Chairman, President, etc. |
| (2) |
The Audit and Risk Management Divisions are established under the Board of Directors,
and are responsible for the audit and risk management of the company and its subsidiaries.
They report to the Board of Directors and Supervisors on a regular basis. |
| 2. The company
has one President handling various departments. The President is responsible
for the running of the company in line with the resolution of the Board of Directors,
and
representsthe company within the authority granted to the President.
The following divisions have been established under the control and supervision
of the
President: |
Division |
Responsibility |
Individual
Financial
Services
Group |
| (1) | Responsible
for the development and management of businesses relating to individual customers
of Jih Sun Financial Holdings. | | (2) |
Raise Jih Sun's significance within its target segment and business focus. |
| (3) |
Enhance the collaboration between the customer relations team and the products
team. | | (4) |
Promote integrated marketing strategies across group products. |
| (5) | Establish distribution
channels, analyze and monitor performance. | |
Corporate Financial
Services
Group |
| (1) |
Strategic planning, execution, and monitoring of the corporate banking business. |
| (2) | Management
of the corporate banking business. | | (3) |
Approval and risk management of corporate loan applications. | | (4) | Management
and collection of overdue loans. | | (5)
| Amending the corporate banking business
guidelines. | | (6) |
The planning and execution of underwriting, financial planning, and share administration
businesses. | | (7) | The
planning and management of the foreign exchange business. | |
| Investment
and Proprietary Trading Group |
| (1) |
Responsible for forecasting share market, interest rate, and exchange rate movements.
| | (2) | Responsible
for investing in equity shares, bonds, index futures, options and other asset
management products approved by the authority. | | (3) | Responsible
for the allocation between equity and debt based assets. | | (4) | (4)
Develop financial products for asset management purposes. | | (5)
| Provides investment consultation relating
to the equity and debt markets to all affiliated units. | | (6) | The
trading and risk management of equity, interest rate, exchange rate, credit, or
product linked derivatives. | | (7) | The
issuance and risk management of domestic warrants. | | (8)
| Development of equity, interest
rate, exchange rate, credit, or product linked financial products. |
| (9) |
Responsible for the financial engineering of the company and other related fields. |
(10)
|
Fundamental analysis and research on macroeconomics, industry trends, and public
listed companies. | | Wealth
Management
Group |
| (1) |
Establish plans and process controls of wealth management products. |
| (2) |
Provide comprehensive services to targeted wealth management customers. |
| (3) | Assist
distributions, strengthen customer relationship and generate revenue. |
| (4) |
Promote integrated marketing strategies across group products. |
| (5) |
The planning, development, and performance review of the wealth management business. |
| (6) |
Responsible for the establishment of distribution channels and training within
the wealth management segment. | | (7) |
Responsible for raising operating efficiency and quality, while reducing costs. |
| | Public
Affairs Division |
| (1) | Maintains
good relationships with media, investors, and the government bodies, and performs
crisis management when necessary. | | (2) |
Participates in charity. Maintains and promotes the public image of Jih Sun Financial
Holdings. | | (3) |
Review, maintenance, and update of the group website. | | (4) | Prepares
annual reports. | | | E-Commerce
Division |
| (1) | Planning
of the electronic banking business. | | (2) | Promotion
and management of the electronic banking business. | | (3) |
Design and maintenance of the transaction platforms and websites. |
| (4) |
Management of network resources. | | (5)
| Provide trouble shooting and customer service
for electronic transactions. | |
| Financial Planning Division |
| (1) |
Ensure that financial statements and regulatory reporting are completed promptly
and accurately in compliance with regulations. | | (2) | Establish
short-term, mid-term and long-term target capital structures for the financial
holdings company and its subsidiaries; advise on strategic asset allocations. |
| (3) | Increase
returns to shareholders; establish performance review systems and monitor results.
| | (4) | Meetings
with the Assets and Liabilities Management Committee on a regular basis to present
financial performances and to discuss all related matters. | | (5)
| Operations and management relating to the
external credit ratings of the financial holdings company (including subsidiaries).
| | (6) | Responsible
for the appointment of external auditors and the negotiation of audit fees . | | (7)
| Conducts financial evaluations prior to
mergers, acquisitions, or launching of new business units. | | (8)
| Allocation of earnings among the financial
holdings company and its subsidiaries. | | (9)
| Execution of budgeted operations and the
budgeting of the financial holding company and its subsidiaries. Monitor performance
results and amend budgets. | | (10) |
Evaluate the performance of each business unit on a regular basis. | | (11) |
Short-term, mid-term and long-term planning, funding, and fund raising for the
financial holding company and its subsidiaries. | | (12) |
Evaluate and analyze long term investments of the financial holding company and
its subsidiaries prior to execution. Monitor and manage performance results. | | (13)
| Assist and supervise the accounting operations
of the financial holding company and its subsidiaries. | | (14) |
Ensure that securities settlements and bookkeeping operations are prompt and accurate. |
| HR/
Administration
Division |
| (1) | Human
resource planning, deployment, and staff training for the group. |
| (2) |
Manage renovation, procurement, general affairs etc, search for suitable leases
or acquisitions of office locations. | | (3) | Compliance
research, review group contracts and handle litigation cases. | | (4) | Manage
group marketing campaigns and related matters. | | (5)
| Processes the delivery and receipt of official
documents. Manages authorized signatures and seals. | | (6)
| Establishes and enforces regulatory compliance. |
| | IT Division |
| (1) |
Responsible for providing technological services required for business development;
analyzing changes in the external IT environment, internal campaigns and financial
targets in order to determine the most suitable IT structure and search for the
best solutions. | | (2) |
Responsible for the management of the information system, evaluation between outsourcing
and self-develop, development, implementation, and upgrade of the operating systems
and the management of other specialized projects. | | (3) |
Responsible for managing the daily uses of corporate information, network, mainframe
server, system, security, storage media and other resources; controls system on/off,
task scheduling, service monitoring and other daily operations. |
| (4) | Provides
technical supports to users of corporate information, customer services, resolves
issues, manages events, trouble shooting and other maintenance procedures. |
| | Corporate
Office Division |
| (1) |
Raise the quality and efficiency of information required for decision making,
revising and improving the current operating procedures. | | (2) |
Establish mid-term and long-term development plans and carry out the strategies. |
| (3) | Planning,
execution, and monitoring of specialized projects. | | (4) |
Intervene with the collaboration between departments for the implementation of
major policies. | | |
|
(II) Profile
of directors and supervisors (1)As of 2007/12/31
Title | Name | Major
academic and career achievements | Current
positions in the company and other companies | Spouse
or relatives of
second degree or closer
acting as Directors,
Supervisors,
or other
department heads | Title | Name | Relationship |
Chairman | Kuo-Ho
Chen | Department
of Foreign Language, TamKang University| 1.
| Jih Sun Securities Co. Ltd. chairman | | 2. | Director,
Council of Industrial and Commercial Development R.O.C. |
| | 1.
| Jih Sun International Bank chairman | | 2. | Director,
Chinese National Association of Industry and Commerce | | 3. | Director,
Taiwan Depository & Clearing Corporation | | 4.
| Supervisor, Taiwan Stock Exchange |
| Director | Shu-Yuan
Tsai | Spouse |
Director | Chia
Hsin Investment
Co. Ltd.
Representative:
Jui-Hung Tai | Masters,
Temple University| 1.
| Associate member, The Actuarial Institute
of the R.O.C | | 2. | Manager,
Actuary Department of CIGNA International | | 3. |
Deputy General Manager, General Management of Jih Sun Securities Co. Ltd | | 4.
| Senior Executive Deputy General Manager,
Jih Sun Financial Holdings |
| | 1.
| Jih Sun Securities Co. Ltd.General Manager | | 2. | Jih
Sun Financial Holdings General Manager |
| - | - | - |
Director | Kuo
Yu
Investment & Development
Co. Ltd.
Representative:
Shu-Yuan
Tsai | Department of Mass Communication,
Ming Chuan University| 1.
| Deputy Chairman, Jih Sun Securities Co.
Ltd. |
| Jih
Sun Securities Co. Ltd.chairman | chairman | Kuo-Ho
Chen | Spouse |
Director | Damo
Enterprise
Co. Ltd.
Representative:
Chih-Fang Wang | EMBA,
Department of Finance, National Taiwan University| 1.
| Senior Deputy General Manager, Jih Sun Securities Co. Ltd. |
| | 1.
| Chief Finance
Officer, Jih
Sun Financial Holdings Ltd | | 2. | Senior
Deputy General Manager, Jih Sun International Bank |
| - | - | - |
Director | Kuo
Yu
Investment & Development
Co. Ltd.
Representative:
Ting-Wang
Ko | Department of Applied
Mathematics, National Chengchi University| 1.
| General Manager, Internet Securities Co.
Ltd | | 2. | Manager,
Information Center, Jih Sun Securities Co. Ltd | | 3. |
Assistant Manager, General Management, Jih Sun Securities Co. Ltd | | 4.
| Head of Information Center, Jih Sun International
Bank |
| | 1.
| Executive Deputy General Manager, Jih Sun
Financial Holdings/ Executive Officer, Wealth Management | | 2. | Denior
Deputy General Manager, Information Center, Jih Sun International Bank | | 3. | Chairman, Jih Sun International Property Insurance Agency Co. Ltd. | | 4.
| Chairman, Jih Sun Life Insurance Agency
Co. Ltd. |
| - | - | - |
Director | SIPF
B. V. Co.
Representative:
Thierry Porté | Baker
Scholar graduate of the Harvard Business School | 1.
| 22 years in Morgan Stanley; served as a
Director, General Manager, Chairman, and General Manager of Morgan Stanley, Tokyo. | | 2. |
Deputy Chairman and Director of Shinsei Bank |
|
General Manager and Chief Executive Officer of Shinsei Bank | - | - | - |
Director | SIPF
B.V.Co.
Representative:
Sang-Ho Sohn | Bachelor
of Economics, Beloit College, Wisconsin| 1.
| 12 years in Yasuda Trust & Banking Co,
Tokyo, New York, and Seoul offices. | | 2. |
Lehman Brothers Asia Capital Trade | | 3. | Head
of Corporate Banking Consultation, Shinsei Bank | | 4.
| Top supervisor of Capital Trade, Shinsei
Bank |
| Top
supervisor of Corporate Banking, Shinsei Bank | - | - | - |
Director | SIPF
B.V.Co.
Representative:
James C. Tang | Law
from St John’sUniversity School of Law(Doctoral Degree of Law)| 1.
| Manager, Global Capital Investments, Merrill
Lynch Group | | 2. | Venture
capital analyst (Silicon Alley Venture Partners New York) | | 3. |
Licensed lawyer in the State of New York, USA | | 4.
| Deputy General Manager, International Business
Department, Shinsei Bank |
| Head
of Capital Investments, Shinsei Bank | - | - | - |
Director | Chun-Yi
Shih | Kai Nan High School of Commerce and
Industry
1. Chairman, Taiwan Sun Flower Cotton Product Co. Ltd. | | 1.
| Chairman, Sunflower Charity
Education Foundation | | 2. |
Supervisor, Sunflower Petroleum Co. Ltd. | | 3.
| Independent Director, Jih Sun Securities
Co. Ltd. |
| - | - | - |
Independent
director | Chih-Chung
Lin | Master of Law, Soochow University| 1.
| Gongdow Law Office | | 2. | Licensed
accountant of Ernst & Young | | 3. | Lead
accountant of An Chen Accountants |
| Attorney
at Law, AnYong Attorney-at-Law | - | - | - |
Independent
Director | Kuan-Hao
Huang | Department of Law, Chengchi University| 1.
| President, Kuan-Hao Huang Law Office | | 2. | President,
Chungdao Law Office |
| President,
Chungdao Law Office | - | - | - |
Independent
Director | Fang-Mao
Chiu | Department of Business Management,
Tam-Kang University | | 1.
| Chairman, Hungcheng Technology Co. Ltd. | | 2. | Independent
Director, Jih Sun International Bank |
| - | - | - |
Supervisor | Tungfu
Investment Co.
Ltd.
Representative: Chao-Sung Chen | Department
of Land Administration, National Chung Hsing University| 1.
| Manager, Changhwa Commercial Bank | | 2. | General
Manager, Baodao Commercial Bank |
| Managing
Director, Jih Sun International Bank | - | - | - |
Supervisor | Jui-Ho
Li | Shih Chien University
Manager, The
First Insurance Co. Ltd. | | 1.
| Supervisor, Jih Sun Securities Co. Ltd. | | 2. | Supervisor,
Jih Sun International Bank |
| - | - | - |
Supervisor | Wen-Chin
Lin | Tam-Kang University
Director/
General
Manager,
Victradco Ltd. | | 1.
| Chairman, Fortress Co. Ltd. | | 2. | Supervisor,
Jih Sun Securities Co. Ltd. | | 3. | Director,
E Tai Enterprise Co., Ltd. |
| - | - | - |
(III)Profilesof
Major Executive As of 2008/04/21
Title | Name | Date
of assuming office | Education
and working experience | Current
other jobs with the bank and other companies |
| President | Ray-Hung
Dai | 2006/8/29 | Temple
University, M. S. in Actuarial Science | President
of Jih Sun Securities Co. | | Senior
Executive Vice President | Chu-Yu Li | 2006/2/13 | National
Taiwan Univeristy., Department of Business Administration | Senior
Executive VP of Jih Sun Commercial Bank |
| Senior Executive Vice President |
Yu-Chun Liu | 2007/7/2 | MBA,
U.S. South Carolina State University | President
of Jih Sun Commercial Bank |
| Executive Vice President |
Ding-Wang Ko | 2007/5/22 | National
Chengchi University., Dept. of Applied Mathematics | Senior
VP of Jih Sun Commercial Bank Chairman of Jih Sun Life Insurance Agency Co. |
| Executive VP | Tung-Kuang
Ho | 2006/8/14 | MBA,
Grand Canyon University., USA | Executive
VP of Jih Sun Securities Co. | | Senior VP | Chih-Fang
Wang | 2004/6/1 | MA,
Institute of Finance and Economics, National Taiwan University | Senior
VP of Jih Sun Commercial Bank | | Senior Deputy General
Manager | Hsueh-Ti Chung | 2007/5/22 | National
Chengchi U., Dept. of Applied Mathematics | VP
of Jih Sun Securities Co. | | Senior Deputy General
Manager | Wen-Cheng Chang | 2004/7/1 | Tamkang
University ., Dept. of Banking | |
| Senior Deputy General
Manager | Amatsrigot Tanimura | 2007/6/26 | Master,
business school, University of Washington | Senior VP of
Jih Sun Commercial Bank | | Senior Deputy General
Manager | Chieh-Hua Chou | 2007/6/25 | MBA,
Murdoch Univeristy., Australia | VP of
Jih Sun Commercial Bank | | Deputy General Manager | Fang-Cheng
Chung | 2004/6/1 | Tunghai
University., Dept. of Social Science | VP
of Jih Sun Securities Co. | | Head of Audit | Feng-Wen
Chiang | 2004/6/1 | Chinese
Culture University., Dept. of Business | Chief
Auditor of Jih Sun Commercial Bank | | Deputy General Manager | Po-Neng
Lu | 2006/1/1 | National
Central University., M. S. in Human Resources Management | VP
of Jih Sun Commercial Bank | | Deputy General Manager | Ching-Pang
Pien | 2007/8/7 | PhD.
of Business Administration Capital University | |
| Deputy General Manager | Shu-Hui
Kao | 2005/6/1 | National
Chengchi University., Dept. of Business
Management | VP of Jih Sun Securities
Co. | | Deputy General Manager | Yuan-Chen
Chen | 2007/8/1 | Chinese
Culture University., Dept. of Economics | Senior
assistant VP of Jih Sun Commercial Bank |
| Deputy General Manager | Jun-Hua
Chiu | 2004/7/1 | MBA,
Murdoch University., Australia | VP
of Jih Sun Commercial Bank | | Senior Deputy General
Manager | Cheng-Hsiun
Huang | 2005/6/1 | National
Taiwan University., Dept. of Industrial and Business
Management | President of Jih Sun
Futures Agency Co. | | Deputy
General Manager | Chieh-Fu
Hsiao | 2007/4/30 | Department
of Business Administration National Chung Hsing University | VP
of Jih Sun Commercial Bank |
| Deputy General Manager | Yen-Hsiu
Chiang | 2007/4/30 | Department
of Finance Feng Chia University | VP of
Jih Sun Securities Co. | | Deputy
General Manager | Wen-
Hsiu Tang | 2006/10/30 | MA,
Institute of Economics, National Taiwan University. | VP
of Jih Sun Commercial Bank Chairman of Jih Sun International Insurance Agency Co. |
| Senior Assistant VP | Chien-Hua
Yen | 2004/6/1 | National
Chiao Tung University., Department
of Management Science | Senior assistant
VP of Jih Sun Securities Co. | | Senior Assistant VP | Tao-Hsiao
Lin | 2004/6/1 | Chung-Cheng
Institute of Technology, Dept. of Electronic Engineering | Senior
assistant VP of Jih Sun Commercial Bank |
| Senior Assistant VP |
Hsue-Cheng Lee | 2007/8/1 | National
Open University., Dept. of Public Administration | Assistant
VP of Jih Sun Securities Co. | | Senior Assistant VP | Ru-Mu
Cheng | 2005/6/1 | MBA,
University of South Carolina, USA | Senior
assistant VP of Jih Sun Securities Co. |
| Senior Assistant VP | Yen-Cheng
Chu | 2006/10/30 | MA,
Political Science, National Taiwan University | President of Jih
Sun Securities Investment Consulting Co. |
| Senior Assistant VP | Ming-Feng
Kuo | 2004/4/12 | Feng
Chia University., Dept. of Computer Science | Senior
assistant VP of Jih Sun Securities Co. |
| Senior Assistant VP |
Hsiu-Chia Kao | 2007/4/30 | National
Central University Mathematics Dept. | Senior
assistant VP of Jih Sun Commercial Bank |
| Senior Assistant VP |
Chiao- Hsiang Chang | 2007/6/25 | MBA,
New York Institute of Technology | Senior assistant
VP of Jih Sun Securities Co. |
| Senior Assistant VP | Kang
Tu | 2007/6/25 | MBA,
University of California, Riverside | Senior
assistant VP of Jih Sun Securities Co. |
| Assistant VP | Chong-Hong
Chen | 2004/6/1 | Fu
Jen Catholic University., Dept. of Information Management | Senior
assistant VP of Jih Sun Securities Co. |
| Assistant VP | Tun-Jen
Yang | 2004/6/1 | Tamkang
U., Dept. of International Trade | Assistant
VP of Jih Sun Securities Co. | | Assistant VP | Chuan-Kuo
Kao | 2004/12/28 | MA,
Dept. of Law, National Taiwan Univeristy | Assistant
VP of Jih Sun Commercial Bank | | Assistant VP | Yao-Min
Lung | 2007/08/01 | Master,
graduate school of information administration, Fu Jen Catholic University | Assistant
VP of Jih Sun Commercial Bank | | Assistant VP | Ming-Hui
Lin | 2004/4/12 | MBA,
National Chungshing University | President
of Jih Sun Futures Co. | | Assistant VP | Hsiang-Hung
Yu | 2007/05/01 | Department
of industrial management, Wanneng Junior College | Assistant
VP of Jih Sun Commercial Bank | | Assistant VP | Yu-Chien
Chen | 2007/02/01 | master,
graduate school of computer, University of Illinois | Assistant
VP of Jih Sun Commercial Bank | | Assistant VP | Hsiao-Hsi
Huang | 2004/9/2 | Department
of computer data processing, Tamkang College of Business Administration | Assistant
VP of Jih Sun Commercial Bank | | Assistant VP | Meng-Yun
Tseng | 2007/5/10 | Master,
graduate school of business administration, California International University
at San Jose | Assistant VP of Jih Sun Commercial
Bank | | Assistant VP | Chen-Tung
Wu | 2007/11/11 | Department
of business management, Tamkang University | Assistant
Vice President, Jih Sun Bank. | | Assistant VP | Shu-Ching
Yang | 2007/6/25 | Department
of accounting, Fu Jen Catholic University | Assistant
Vice President, Jih Sun Bank. | | Assistant
VP | Hsiu-Pen
Lin | 2007/12/26 | Feng
Chia University Applied Mathematics | Assistant Vice
President, of Jih Sun Life Insurance Agency Co. |
(IV) Ownership structure of the
financial holding company and its subsidiaries 
| Invested businesses | Shares held
by the company | Shares held
by Directors, Supervisors, managers, and enterprises under direct or indirect
control of the above parties | Consolidated shareholding
position | |
Shares |
Shareholding % | Shares
|
Shareholding % |
Shares |
Shareholding % | | Jih
Sun Securities Co. Ltd. | 1,157,212,760
| 100% |
- |
- | 1,157,212,760
| 100% |
| Jih
Sun International Commercial Bank Co. Ltd. | 1,518,058,708
| 100% |
- | - | 1,518,058,708
| 100% |
| Jih
Sun International Insurance Agency Co. Ltd. | 300,000
| 100% |
- | - | 300,000
| 100% | | | | | | | | |
